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FINRA Broker & Advisor Check

Vet US financial advisors and firms from live FINRA BrokerCheck records with ranked red flags.

Connector by tylerscomic-lab · GitHub account verified by the MCP Registry

IndexedMITRemote (HTTP)
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Install

Works with Claude Code, VS Code, Cursor, Windsurf. Read the repository before you give any tool access to your data.

npx agentmarket install connector/tylerscomic-lab-broker-advisor-check-mcp

Asks which of your tools to add it to (Claude Code, Codex, Cursor, VS Code, Windsurf, Gemini CLI, Claude Desktop) and shows the change first. See https://agentmart.dev/cli.

Remote endpoint

  • https://broker-advisor-check-mcp.mcpize.run/mcp Remote (HTTP)

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About

Vet US financial advisors and firms from live FINRA BrokerCheck records with ranked red flags.

Reviews

Write a review

No reviews yet. Installed it? Reviews come from verified installers only. How reviews work

Permissions

What this server can do and what it asks for, from its tool list and install config. Checked Oct 25, 2026.

Tools
4 read · 0 write · 0 delete · 1 not yet classified
Secrets
None asked for
Install scripts
Nothing to install (hosted)
Runs as
Hosted (remote endpoint)

Tools by what they do 5

Read from the source code; the running server may list different tools.

Read 4 · Look things up without changing anything.

  • get_advisor_profile
  • get_firm_profile
  • search_advisor
  • search_firm

Not yet classified 1 · We could not tell from the name and description.

  • vet_advisor

Network hosts it talks to 1

  • broker-advisor-check-mcp.mcpize.run · found in remote endpoint, install command

Tools (5)

Read from the source code; the running server may differ. Descriptions are the server’s own words; hidden characters are shown as [U+…].

  • get_advisor_profile

    Full public profile for an advisor or broker by CRD number: registration status, current and previous firms, registered states, exam counts, years in industry and every reported disclosure with type, date, resolution, allegations and sanctions.

  • get_firm_profile

    Public profile for a firm by firm ID: registration status for broker-dealer and investment adviser, address, regulatory disclosure flags, and registered states.

  • search_advisor

    Search FINRA BrokerCheck for a US financial advisor or broker by name (optionally narrowed by two-letter state). Returns CRD number, registration status, current firm, location and whether any disclosures exist. Use the CRD with get_advisor_profile or vet_advisor.

  • search_firm

    Search FINRA BrokerCheck for a US broker-dealer or investment adviser firm by name. Returns firm ID, registration status, SEC numbers, branch count and whether disclosures exist.

  • vet_advisor

    Due-diligence summary for an advisor or broker by CRD number: a plain-English list of red flags ranked high/medium/low (not currently registered, disclosures by type, license-level sanctions, frequent firm changes, very short tenure) plus questions to ask them directly. Facts from the public record, not accusations.

Signals

Stars
0
Forks
0
Open issues
0
Last commit
Oct 1, 2026 (27 days ago)
Last release
Oct 1, 2026 (27 days ago)

From GitHub (fetched Oct 24, 2026).

Details

Registry name
io.github.tylerscomic-lab/broker-advisor-check-mcp
Version
1.0.0
Auth
Auth not stated
License
MIT
Repository
github.com/tylerscomic-lab/broker-advisor-check-mcp
First seen
Oct 24, 2026
Last checked
Oct 24, 2026
Source
Official MCP Registrygithub-graphql

More from tylerscomic-lab

Cite this page

FINRA Broker & Advisor Check MCP server. Agent Mart. https://agentmart.dev/connectors/tylerscomic-lab-broker-advisor-check-mcp (last updated 2026-10-24)